Draft copy 02/19/00 [RED, indicates suggested revision or addition]
PART A: NAME AND ADDRESS OF REPOSITORY
1. Name of institution (organization, association or museum):
___________________________________________________________________
2. Department title or other name of unit most directly responsible for records and/or object collections:
___________________________________________________________________
Note: If the parent organization has two or more units, administered independently that maintain collections, separate forms should be completed for each of them.
Example: A university might have both an institutional archives and a collection of historical manuscripts, one in the provosts office and the other in the university library. Each should report separately.
3. Address of institution:
Street/P.O : __________________________________________________
______________________________________________________
City: ________________________________________________________
State: ________________________ Zip: ___________________________
4. Phone: _____________________ Fax: __________________________
5. URL: ______________________________________________________
6. Person in charge of your institutions historical records program or collection:
Name:_______________________________________________________
Position title: _________________________________________________
Phone: _______________________ Fax: ___________________________
E- mail (if available): _____________________________________________
7. Briefly characterize your institution (mission statement):
PART B: INSTITUTIONAL INFORMATION
1. Which of the following best describes your institution (circle all that apply):
| a. Historical society |
| b. Schools, colleges or universities |
| c. Public library |
| d. Museum |
| e. For profit/corporate |
| f. Genealogical society |
| g. Other (please describe): _________________________________________ |
2, How many years has this institution had a records program for the care
of archival materials and/or objects? ___________________________
PART C: COLLECTIONS
1. Does your institution have a written acquisition policy (collection development
policy) identifying the kinds of materials it accepts and the conditions or terms that
affect these acquisitions? (circle one):a. Yes (attach copy ?)
b. No
c. Comments:
2. Please indicate what types of records and/or objects your institution currently holds
and what types you are actively collecting (circle all that apply):
| Record type | Currently hold | Actively collecting |
| Paper records | 1a | 1b |
| Photographs | 2a | 2b |
| Architectural drawings, blueprints | 3a | 3b |
| Maps, plats | 4a | 4b |
| Sound recordings | 5a | 5b |
| Video Tapes | 6a | 6b |
| Motion picture film | 7a | 7b |
| Microfilm/microfiche | 8a | 8b |
| Computer media (tapes, diskettes, CD-ROMs) | 9a | 9b |
| Optical disks | 10a | 10b |
| Art objects (Paintings, works on paper, sculpture, decorative arts, ceramics, etc.) | 11a | 11b |
| Artifacts (archaeological, historical, utilitarian objects, natural history objects) | 12a | 12b |
| Other (specify) | 13a | 13b |
3. What dates are encompassed by your historical records collections (give earliest and
latest dates for bulk of collection:____________________________ to _______________________________
4. Please indicate which subject areas are especially strong in your primary source
collections and those in which you are focusing your acquisition efforts (circle all that
apply):Records Collections
| Records Subject Areas | Current strength | Actively collecting |
| African Americans | 1a | 1b |
| Agriculture | 2a | 2b |
| Arts and Architecture | 3a | 3b |
| Business/industry/manufacturing | 4a | 4b |
| Civil War | 5a | 5b |
| Education | 6a | 6b |
| Environmental affairs/natural resources | 7a | 7b |
| Genealogy | 8a | 8b |
| Labor | 9a | 9b |
| Local History | 10a | 10b |
| Medicine and Health Care | 11a | 11b |
| Military | 12a | 12b |
| Native Americans | 13a | 13b |
| Politics, Government, Law | 14a | 14b |
| Religion | 15a | 15b |
| Revolutionary War | 16a | 16b |
| Science and Technology | 17a | 17b |
| Social service/charitable organizations | 18a | 18b |
| Transportation and communication | 19a | 19b |
| Women | 20a | 20b |
| Other (specify) | 21a | 21b |
5. Please indicate which subject areas are especially strong in your art object or artifact
collections and those in which you are focusing your acquisition efforts (circle all that
apply):
Object Collections (artifacts and art objects)
| Object/Artifact Areas | Current strength | Actively collecting |
| Painting | 1a | 1b |
| Works on Paper (drawings, prints, w/c) | 2a | 2b |
| Sculpture | 3a | 3b |
| Decorative arts (furniture,
carpets, tapestries, lamps/lighting, clocks, etc.) |
4a | 4b |
| Minor arts (jewelry, toys, games, textiles, bedding, house-wares, ecclesiastical, military, musical instruments, coins, etc) | 5a | 5b |
| Tools, utilitarian implements | 6a | 6b |
| Technology, machines, Transportation | 7a | 7b |
| Archaeological artifacts | 8a | 8b |
| Gems and minerals | 9a | 9b |
| Biological specimens | 10a | 10b |
| Interpretative tools | 11a | 11b |
| Other (specify) | 12a | 12b |
6. Please indicate which subject areas are especially strong in your photographic
collections and those in which you are focusing your acquisition efforts (circle all that
apply):
PHOTOGRAPHIC COLLECTIONS
| Photographic areas | Current strength | Actively collecting |
| Portrait | 1a | 1b |
| Landscape | 2a | 2b |
| Architecture | 3a | 3b |
| Civil War | 4a | 4b |
| Military | 5a | 5b |
| Other (Specify) | 6a | 6b |
7. What is the general condition of the photographic materials you hold in your
collections?
8. Does your institution have a separate photograph collection or are the photographic
materials included in the general collection with other materials?
| 1 | Separate |
| 2 | Included |
| 3 | Both separate and included |
| 4 | Photographs not held in collections |
9. Estimate the number of photographic materials in your collections. Give approx. total.
TOTAL_:_______________________________________________________
10. From which of the following general periods do most of the photographs date?
(Use__________________________________________________________
Estimate the percentage of photographs in the following periods:
| Date | Percentage |
| Before 1870 | |
| 1870 1910 | |
| 1910 1950 | |
| After 1950 |
11. Please provide a brief description of the contents and scope of your primary holdings
(historical records, object collections, photographic collections).(attach separate sheet
if needed):_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
PART D: SIZE OF COLLECTIONS
1 Hollinger box/document case (approx. 12" x 5" x 10") = 0.5 lin. Ft.We know it may be difficult to measure your collections exactly: give your best estimate in answering the questions below. If your collection is unorganized, estimate roughly how much space the historical records would occupy if they were in boxes or on shelves.
Do not count an item or group of materials more than once. For instance, if you know the number of photographs and the linear feet they occupy, give one or the other, not both.
Remember, for this survey we are seeking information about original historical materials and/or objects, only, not printed materials or reproductions of original documents and/or objects held by other repositories that your institution might have purchased for reference purposes. Please do not include newspapers (unless unique) or county histories (printed) or items like census microfilm purchased from the National Archives (reproductions).
Use the following approximations, if necessary, to estimate total number of linear feet:
1 Record center carton (approx. 15" x 12" x10") = 1 lin. Ft.
1 Transfer carton (approx. 14" x 12" x 10") = 2 lin. Ft.
1 Filing cabinet drawer = 2 lin. Ft.
1. Paper records (including unpublished, handwritten or typescript materials such as
loose correspondence, letter books, office files, scrapbooks, ledgers, and other
similar materials).
________________________________________________ linear feet (lin.
2. Other materials (estimate total number of items or number of linear feet for
each of
the following):
Items Number or Linear feet
| Photographs | photos |
lin. ft. |
| Microfilm | reels |
lin. ft |
| Oversize paper (maps, blueprints) | items |
lin. ft |
| Motion picture film | reels |
lin. ft |
| Videotapes | items |
lin. ft |
| Audio tapes | items |
lin. ft |
| Computer media (disks, CDs) | items |
lin. ft |
| Objects / Artifacts | items | lin. ft |
| Other (specify) | items | lin. ft |
| TOTAL: | TOTAL: |
PART E: ACCESS TO COLLECTIONS
1. Through which of the following are users able to locate descriptions of your historical
records and/or object collections? (circle all that apply)
| a. Card Catalog |
| b. Collections inventory/catalog |
| c. Typewritten registers/inventories |
| d. Printed guide to whole collection (i.e. inventory, exhibition catalog, etc.) |
| e. Computer catalog accessible in-house |
| f. On-line public access catalog (OPAC) |
| g. World Wide Web site [omit URL] |
| h. Research Libraries Information Network (RLIN) |
| i. OCLC |
| j. Other regional/national automated catalog (specify): |
| k. Other (specify) |
2. What software package do you use for cataloging? (e.g. Acceess, Minaret, InMagic,
ReDiscovery, etc.
Please name: _______________________________________3
. Are any of the following significant impediments to the use of your historical records?(circle all that apply):
| a. Cant physically locate them |
| b. Lack of indexes or other finding aids |
| c. Necessary equipment not available (microfilm readers, tape players) |
| d. Records are deteriorated beyond use |
| e. Processing backlog |
| f. Other (specify) |
PART F: USERS
1. Estimate the average number of research requests received each year in the
following categories:
| Category | Number | Type of request |
|---|---|---|
| a. Mail (includes e-mail) | Letters/e-mails | |
b . Electronic mail |
requests | |
| c. In person | daily visits | |
| d. By telephone | calls | |
| e. No research requests | ||
| f. TOTAL REQUESTS | All |
Comments: ____________________________________________
______________________________________________________
2. Please indicate for which of the following purposes your collections are used (circle
all that apply) and estimate the percentage of total usage represented by each
category.
| Purpose of use | Percent of total use | |
|---|---|---|
| a. | Genealogy | |
| b. | Local history | |
| c. | Scholarly research/publications | |
| d. | Undergraduate class work | |
| e. | Elementary/High School projects | |
| f. | Property/legal research | |
| g. | Publicity campaigns, public relations (for parent institution, local community) | |
| h. | Administrative/institutional support | |
| i. | Education/Interpretation | |
| j. | Aesthetic appreciation | |
| k. | Other (specify): |
PART G: FACILITIES & EQUIPMENT
1. Where are your historical records and/or objects stored? (circle all
that apply):
| a. | Office area(s) |
| b. | Stack area(s) |
| c. | Storage room(s) |
| d. | Attic/closet/basement |
| e. | Warehouse |
| f. | Gallery(s) |
| g. | Other (specify) |
2. What portion of the total storage area(s) are equipped with the following? (circle
closest estimate for each)
| Year round temperature controls | All | 75% | 50% | 25% | None |
| Year round humidity controls | All | 75% | 50% | 25% | None |
| Fire detection (smoke/heat alarms) | All | 75% | 50% | 25% | None |
| Fire suppression (sprinklers, Halon) | All | 75% | 50% | 25% | None |
| Security systems (motion detectors, locks, surveillance cameras, alarms) | All | 75% | 50% | 25% | None |
| Air filters are used | All | 75% | 50% | 25% | None |
| Objects are protected from excessive light | All | 75% | 50% | 25% | None |
PART H: PRESERVATION & CONSERVATION
one)1. Does your institution have a written disaster recovery plan? (circle
a. Yes
b. No2. Does your institution have a trained conservator?
a. Yes (describe): ____________________
b. No3. Does your institution make duplicates of original photographs and/or other items to
protect the original?
| a. | Yes, digital duplicates |
| b. | Yes, duplicates on film |
| c. | Yes, both - duplicates on film and digital duplicates |
| d. | No duplicates |
| e. | Comments: |
4. Has your institution experienced the loss of items due to any of the
following during the last 3 years? (circle all that apply)
| a. | Water (floods, leaks) |
| b. | Fire |
| c. | Theft |
| d. | Miss-files |
| e. | Other (specify): |
| f. | Comments: |
5. During the past year, have you undertaken any of the following
preservation/conservation measures, either in-house or through an outside
contractor? (circle all that apply):
| a. | Microfilming or other imaging (optical disk transfer) |
| b. | Rebinding/book repair |
| c. | Document or object conservation/repair |
| d. | Object conservation repair |
| e. | Disaster recovery |
| f. | Upgrade environmental controls |
| g. | Other (specify): |
6. If you are especially concerned about the physical condition of any portion of your
collections, please explain briefly:___________________________________________________________________
___________________________________________________________________
PART I: STAFF & VOLUNTEERS
1. Please estimate how many paid staff members and
volunteers work directly with your
collections.
Calculate your responses by estimating the numbers of "full-time equivalents" (FTEs) for each category. Use a typical week, or estimate an average, if workloads vary throughout the year.
For instance, if your institution has two full-time and one half-time professionals who work with historical records, then your response would be 2.5 FTEs under "Paid professionals." In reporting on volunteers, add up the total number of hours contributed by all volunteers during a typical week and divide by 40 hours. Example: if two volunteers devote a total of 10 hours per week, it would be reported as .25 FTEs.
| a. | Paid professionals | FTEs |
| b. | Paid nonprofessionals | FTEs |
| c. | Interns | FTEs |
| d. | Volunteers | FTEs |
| e. | Students | FTEs |
| f. | Other (specify) | FTEs |
2. In what areas and at what levels do your staff/volunteers have the greatest need for
additional training? (circle all that apply)
| Basic | Intermed. | Advanced | |
|---|---|---|---|
| Archival methods | 1a | 1b | 1c |
| Curatorial methods | 2a | 2b | 2c |
| Uses of computers in archives | 3a | 3b | 3c |
| Appraisal, collection development | 4a | 4b | 4c |
| Preservation/conservation methods | 5a | 5b | 5c |
| Disaster preparedness | 6a | 6b | 6c |
| Scanning technology | 7a | 7b | 7c |
| Database management | 8a | 8b | 8c |
| Other (specify): | 9a | 9b | 9c |
PART J: FINANCIAL SUPPORT
1. Into which of the following categories does your institutions annual spending for
| a. | Less than $1,000 |
| b. | $1,000 - $10,000 |
| c. | $10,000 - $50,000 |
| d. | $50,000 - $100,000 |
| e. | $100,000 |
| f. | Dont know |
PART K: NEEDS
& PRIORITIES 1. Please rank each of the following priorities for improving the management of your
| Increase funding | 3 | 2 | 1 | 0 |
| Increase capacity of storage space | 3 | 2 | 1 | 0 |
| Improve storage conditions (temperature, humidity controls, security) | 3 | 2 | 1 | 0 |
| Improve staff training or expertise | 3 | 2 | 1 | 0 |
| Encourage greater use of collections | 3 | 2 | 1 | 0 |
| Improve finding aids/registration records | 3 | 2 | 1 | 0 |
| Automate description systems | 3 | 2 | 1 | 0 |
| Reformat collections (microfilming, imaging) | 3 | 2 | 1 | 0 |
| Develop policies/procedures for new media | 3 | 2 | 1 | 0 |
| Develop acquisitions policy/selection criteria | 3 | 2 | 1 | 0 |
| Increase solicitation of collections | 3 | 2 | 1 | 0 |
| Preservation/conservation of collections | 3 | 2 | 1 | 0 |
| Develop disaster plan | 3 | 2 | 1 | 0 |
| Process backlog of acquired collections | 3 | 2 | 1 | 0 |
| Increase visibility of or public support for historical records program | 3 | 2 | 1 | 0 |
| Other (specify): | 3 | 2 | 1 | 0 |
2. How useful would the following cooperative efforts be to your institution
in sharing expense and/or expertise among repositories of records and/or object
collections in the state: (Circle one for each: 3 = very useful; 2 = moderately useful;
1 = of some use; 0 = not useful)
| Statewide/multi-repository automated cataloging network | 3 | 2 | 1 | 0 |
| Statewide coordination of collecting policies | 3 | 2 | 1 | 0 |
| Cooperative purchasing of archival supplies | 3 | 2 | 1 | 0 |
| Centralized preservation/conservation lab | 3 | 2 | 1 | 0 |
| Centralized microfilming/imaging | 3 | 2 | 1 | 0 |
| Shared storage facilities | 3 | 2 | 1 | 0 |
| Disaster preparedness plans | 3 | 2 | 1 | 0 |
| Other (please specify): | 3 | 2 | 1 | 0 |
3. Where do you go for advice and assistance concerning your records and/or object
collections? (circle all that apply):
| a. | Federal government agency (specify): |
| b. | State government agency (specify): |
| c. | Local government agency (specify): |
| d. | State Historical Records Advisory Board |
| e. | Professional organizations (specify): |
| f. | Colleagues in other repositories |
| g. | Vendors of supplies/equipment |
| h. | Paid consultants |
| I, | NC Dept. Cultural Resources archivist |
| j. | Other (specify): |
PART L: DIGITIZATION
1. What collections have been digitized? (list provide additional pages if necessary)
_______________________________________________________
2. Did you do the digitization in-house or did you commission an outside firm?.
a. In-house (Describe) . b. Outside firm
3. Did you document your digitization efforts? Describe
a. Yes b. No
4. Is your collection available through the Internet?
a. Yes b. No
Do you have a Web site?
a.
Yes b. No
URL ______________________________________
5. Digital files are stored in the following formats. (circle all that apply)
| a. | CD-ROM |
| b. | Hard-drive |
| c. | Jaz or Zip drive |
| d. | Other |
(EAD, MARC, etc.)6. Do your digital files follow a standard description model?
a. Yes b. No c. Dont know
If yes, what is the model?
7. What standards were used to establish the digital files? List
8. What sources did you use to establish your standards? List
PART M: THE SURVEY
1. How useful do you feel this SURVEY will be for your institution? (circle one)
a. Very useful b. Moderately useful c. No use
2. Would you be interested in training workshops in any of the areas covered above?
a. Yes b. No
If you answered YES, what areas would interest you. Describe.
3. Have you worked collaboratively with another cultural institution in the county?
a. Yes b. No
If YES, describe:
Questionnaire completed by:
Name: _______________________________________________________________
Title: _______________________________ Institution ________________________
Address: _____________________________________________________________
_____________________________________________________________
Telephone: _____________ fax _______________ e-mail ______________________
Date completed: _______________________________________________________
Comments:
*Form is an adaptation of the New York State Historical Records Advisory Board 1997 Survey of Historical Records Repositories. Used with permission of the New York State Historical Records Advisory Board.
Rev. 10/13/99, 10/22/99, 01/31/00, 02/19/00